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Court and DOS Decisions

Third and Fourth Quarter 2015 DOS Decisions

The following citations refer to Department of State decisions before an Administrative Law Judge. Each decision describes the subject matter of the hearing.

320 DOS 15 failure to cooperate; continuing education

322 DOS 15 criminal conviction

327 DOS 15 continuing education; failure to cooperate; misstatement on application

328 DOS 15 appraiser violations

332 DOS 15 criminal conviction

335 DOS 15 continuing education; failure to cooperate

337 DOS 15 license denial (guilty plea)

352 DOS 15 continuing education; misstatement on application

356 DOS 15 criminal conviction

357 DOS 15 continuing education; misstatement on application

364 DOS 15 commingling; unlicensed activity; agency; failure to comply with terms of consent order

365 DOS 15 unearned commission; escrow

371 DOS 15 prohibited solicitation of clients

374 DOS 15 unlicensed activity

376 DOS 15 failure to properly maintain client funds; failure to supervise

377 DOS 15 attorney misconduct

380 DOS 15 misstatement on application; failure to cooperate

405 DOS 15 criminal conviction

419 DOS 15 license denial

439 DOS 15 unearned commission; agency; conducting business after corporate dissolution

468 DOS 15 misstatement on application; continuing education

477 DOS 15 criminal conviction

480 DOS 15 misstatement on application; failure to cooperate; failure to register change of address

492 DOS 15 failure to abide by Consent Order

502 DOS 15 license revocation

525 DOS 15 escrow; breach of fiduciary duty

530 DOS 15 escrow; failure to cooperate

557 DOS 15 failure to satisfy judgment; agency; unlicensed salesperson

577 DOS 15 failure to satisfy judgment; failure to cooperate

582 DOS 15 misstatement on application; continuing education

583 DOS 15 unlicensed activity ; agency; escrow; failure to cooperate

592 DOS 15 failure to satisfy judgment; failure to cooperate

593 DOS 15 escrow; accepting funds from non-broker; agency

599 DOS 15 failure to satisfy judgment; failure to cooperate

602 DOS 15 misstatement on application; continuing education

615 DOS 15 unlicensed activity, unearned commission

621 DOS 15 unearned commission, unlicensed name, failure to cooperate

641 DOS 15 license revocation

643 DOS 15 license denial

 

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Fourth quarter Legal Lines now available

The fourth quarter 2017 Legal Lines is now available. This edition covers the misclassification of employees, escrow deposits, agricultural district disclosures and more. Learn more

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