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Court and DOS Decisions

First Quarter 2011 DOS Decisions

The following citations refer to Department of State decisions before an Administrative Law Judge. Each decision describes the subject matter of the hearing.

1 DOS 11 Continuing education

11 DOS 11 Unearned commission, continuing education 

14 DOS 11 Commission paid to salesperson directly, failure to supervise 

17 DOS 11 Fraud, identity theft, failure to cooperate with DOS

18 DOS 11 Denial of license renewal, criminal indictment 

19 DOS 11 Unlawful conversion of funds, false association with brokerage, failure to satisfy judgment, failure to terminate licensee, failure to cooperate

21 DOS 11 Continuing education 

27 DOS 11 Misappropriation of client funds 

38 DOS 11 Failure to provide agency disclosure, comingling of funds, issuing check knowing insufficient funds existed 

42 DOS 11 Continuing education 


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Third quarter Legal Lines now available

The third quarter 2018 edition of NYSAR’s Legal Lines is now available online at NYSAR.com. This edition covers what a broker's agent actually is, the legal issues related to social media use, conditional approval for financing is not a mortgage commitment and more. Learn more

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