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Court and DOS Decisions

First Quarter 2014 DOS Decisions

The following citations refer to Department of State decisions before an Administrative Law Judge. Each decision describes the subject matter of the hearing.

12 DOS 14 denial of license

13 DOS 14 misstatement on application

16 DOS 14 denial of license

27 DOS 14 unlicensed activity, advertising, escrow deposit

34 DOS 14 denial of license

36 DOS 14 unlicensed activity

43 DOS 14 denial of license

47 DOS 14 failure to disclose multiple commissions 19 NYCRR §175.7

48 DOS 14 mishandling escrow deposit, record retention

50 DOS 14 denial of license

71 DOS 14 unlicensed activity, breach of fiduciary duties, unearned commissions

79 DOS 14 denial of license

88 DOS 14 denial of license

99 DOS 14 revocation of license

103 DOS 14 notice of hearing, service, due process

105 DOS 14 denial of license

109 DOS 14 denial of license

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Third quarter Legal Lines now available

The third quarter 2018 edition of NYSAR’s Legal Lines is now available online at NYSAR.com. This edition covers what a broker's agent actually is, the legal issues related to social media use, conditional approval for financing is not a mortgage commitment and more. Learn more

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