Court and DOS Decisions

Fourth Quarter 2011 DOS Decisions

The following citations refer to Department of State decisions before an Administrative Law Judge. Each decision describes the subject matter of the hearing.

396 DOS 11 continuing education 

400 DOS 11 unlicensed activity, fee from non-broker, agency disclosure, ownership interest, failure to cooperate with DOS

401 DOS 11 denial of license

403 DOS 11 agency disclosure, unlicensed activity, offering property without permission of owner, failure to supervise

406 DOS 11 denial of license

425 DOS 11 breach fiduciary duties

427 DOS 11 breach fiduciary duties, failure to cooperate, commingle funds, unlicensed location

428 DOS 11 denial of license

447 DOS 11 failure to deposit escrow funds, unlicensed activity, fee from non-broker, failure to cooperate, misappropriated files of broker

489 DOS 11 unlicensed activity

495 DOS 11 comingle funds 

505 DOS 11 denial of license

506 DOS 11 denial of license

518 DOS 11 unlicensed activity, continuing education 

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Second quarter Legal Lines now available

The second quarter 2019 edition of NYSAR’s Legal Lines is now available online at This edition covers who needs to sign a listing agreement, the issue of websites and accessibility for individuals protected under the Americans with Disabilities Act, a broker was not found liable for fraud to to a disclaimer in the purchase contract and more. Learn more