Menu

Court and DOS Decisions

Second Quarter 2016 DOS Decisions

The following citations refer to Department of State decisions before an Administrative Law Judge. Each decision describes the subject matter of the hearing.

206 DOS 16     failure to comply with consent order

208 DOS 16     unlicensed activity

231 DOS 16     unlicensed activity, failure to supervise, unlicensed practice of law, failure to disclose material defect, untrustworthy, incompetent

239 DOS 16     CE, failure to cooperate

260 DOS 16     client funds, breach of fiduciary duty

340 DOS 16     failure to satisfy judgment

344 DOS 16     failure to satisfy judgment

355 DOS 16     failure to satisfy judgment

393 DOS 16     fiduciary duty, unearned commission, unlicensed activity, advertising

461 DOS 16     material misstatement, CE, untrustworthy, failure to cooperate

466 DOS 16     material misstatement, CE, untrustworthy

470 DOS 16     advertising, failure to cooperate

490 DOS 16     failure to comply with consent order, failure to cooperate, untrustworthiness, incompetency

505 DOS 16     conversion of funds, comingled funds, unlicensed practice of law, failure to cooperate, failure to satisfy judgment

506 DOS 16     conversion of funds, failure to deposit funds with broker, failure to cooperate, failure to notify DOS of change in address

518 DOS 16     collecting funds for BPO’s without going through broker, unlicensed activity, incompetency, untrustworthiness
Featured Content

First quarter Legal Lines now available

The first quarter 2018 edition of NYSAR’s Legal Lines is now available online at NYSAR.com. This edition covers commission issues, a New York State Supreme Court ruling on unsigned letters not creating a contract, support animals and more. Learn more

legal-NYSAR-180x150-2016
Legal