Court and DOS Decisions

Second Quarter 2017 DOS Decisions

The following citations refer to Department of State decisions before an Administrative Law Judge. Each decision describes the subject matter of the hearing.

480 DOS 17    continuing education

535 DOS 17    denial of license

590 DOS 17    Failure to supervise, failure to maintain records

642 DOS 17    denial of license

643 DOS 17    denial of license, continuing education

648 DOS 17    unearned commission

658 DOS 17    failure to return deposit for failed rental

660 DOS 17    untrustworthiness, incompetence

661 DOS 17    failure to return deposit, conversion of funds

666 DOS 17    unlicensed activity, unearned commission, failure to cooperate
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Third quarter Legal Lines now available

The third quarter 2018 edition of NYSAR’s Legal Lines is now available online at This edition covers what a broker's agent actually is, the legal issues related to social media use, conditional approval for financing is not a mortgage commitment and more. Learn more